Institutional Information


University of California, Santa Cruz 
General Information 

Type of Institution

Public, nonprofit educational institution Exempt under Section 50l(c)(3) of IRS code; copy of IRS 501(c)(3) letter, copy of W-9. Classified not a Private Foundation under Section 509(a)(1) of IRS code; copy of IRS 509(a)(1) letter.
State of California Franchise Tax Board tax exemption letter.

Institution name and address

The Regents of the University of California 
University of California, Santa Cruz 
c/o Office of Sponsored Projects 
1156 High Street
University of California, Santa Cruz 
Santa Cruz, CA 95064-1077

Office of Research 
Vice Chancellor of Research

Dr. Scott Brandt
Vice Chancellor for Research 
MS: Office of Research
1156 High Street 
University of California, Santa Cruz 
Santa Cruz, CA 95064-1077  
vcr@ucsc.edu

IRS TIN/Employer 
Identification Number
94-1539563
PHS Entity Number 
(NIH entity ID#)
l94-1539563Al
NSF Institution Code 0013219000
DUNS Number 125084723
CAGE Code 1CV82
E-verify Number 265671
Congressional District CA-020
State Assembly District 27th
State Senate District 15th
SIC 8221
PIC Code (European Union Research Commission Participant Identification) 999467340
NAICS 611310

Insurance

Certificate of Self-Insurance

UCSC's Account Name

The Regents of the University of California 
UCSC Depository Account

Name & Telephone number of Contact at UCSC’s Financial Institution

Peggy Ann Martinez, Dedicated Client Advisor
888-715-1000 ext. 63004

Send wire transfers notifications to:

UCSC 
ATTN: Walt Eissmann  
Accounting Office 
1156 High Street 
University of California, Santa Cruz
Santa Cruz, CA 95064-1077  
831-459-4208 (phone) 
wweissma@ucsc.edu

ONR Resident Representative

ONR Approval of Purchasing System

Daniel Downer 
Office of Naval Research 
Seattle Regional Office 
1107 NE 45th Street, Suite 350 
Seattle, WA 89105-4631 
206-548-7239 phone 
206-548-7272 fax

Audit Office (Cognizant Federal Audit Agency)

Department of Health and Human Services
Office of Audit
90 7th Street, Suite 650
San Francisco, 94103
415-437-8360
Lori Ahlstrand

Arif Karim, Cost Allocation Services Contact
214-767-3600

Charles Seed, Director of Cost Allocation 
Dept of Health & Human Services
Cohen Bldg., Room 1067 
330 Independence Avenue, SW 
Washington, DC 20201

Auditors (audit performed yearly)

Deloitte & Touche 
1111 Broadway, Suite 2100 
Oakland, CA 94607-4036 
510-287-2700 phone 
510-835-4888 fax

Where to find financial documents

Treasurer of the Regents Annual reports: 
http://www.ucop.edu/treasurer/
A-133 audit report:  http://www.ucop.edu/financial-accounting/financial-reports/a-133-audit-reports.html

DHHS Indirect Cost Rate Agreement Date

7/12/2012; Indirect Cost Rate Agreement

Delegation of Authority

9/15/2014; Delegation of Authority Transmittal Sheet

Human Subjects Board ID Number

01-XM

Human Subjects Assurance Number

FWA00002797 (for NIH: 00002797)

Human Subjects Assurance Expiration

1/12/17

Chancellor's Animal Research Committee (CARC) 
Animal Assurance number 

A3859-01

Checks should be made payable to:

The Regents of the University of California

Checks for contracts or grants should be sent to:

Cashier's Office 
102 Hahn Student Services
1156 High Street 
University of California, Santa Cruz
Santa Cruz, CA 95064-1077

Accounting Office Clearing Account number (to be used for all checks sent to Cashier's Office)

116013

UCSC's Financial Institution Name

Bank of America (Checking)

UCSC's Financial Institution Address

1850 Gateway Blvd. 
Concord, CA 94520

UCSC's Financial Institution Nine-digit American Banking Assn. Number (ABA)

026009593 (wire transfer from outside US)

UCSC's Bank Account Number

1233518190

Routing Number

121000358 (non wire transfer)

Foreign funds Swift Code

BOFAUS3N

Federal contract certification (current)

http://orca.bpn.gov/publicsearch.aspx 
by entering our DUNS number 125084723

Conflict of Interest letter 9/12/2012; Conflict of lnterest Policy Certification

Minority Serving Institution

10/7/2014; UCSC is designated as an Eligible Institution under Title III and Title V programs of the Higher Education Act of 1965.

Completion date of last OFCCP audit

9/28/2011

Faculty Salaries Exchange Program  Campus PolicyUCOP Guidance memo