Research Continuity with COVID-19 (Coronavirus) [Updated 03/24/2020]

March 17, 2020

To:  UC Santa Cruz Research Community
From:  Lori Kletzer, Interim Campus Provost and Executive Vice Chancellor
           Scott Brandt, Vice Chancellor, Research
Subject:  Temporary cessation of non-essential on-campus research operations

As you know, we are in the midst of a dangerous global pandemic and the County of Santa Cruz has issued a Shelter in Place Order for all residents.  For the safety of our campus community, we are now in the process of winding down all but essential on-campus operations.  Late last week we sent out an email to all researchers about our Research Continuity with COVID-19 webpage, in which we recommended that faculty and researchers take certain steps to prepare for a possible campus shutdown.  We are writing now to require that all labs follow that guidance and, as spelled out further below, obtain approval for any research projects and key research personnel you believe must remain active on campus during this time.  Until further notice, all projects and personnel not approved are required to wind down on-campus research operations by the end of the week. For the purposes of this communication, on-campus refers to all research operations at UCSC locations within a jurisdiction with a Shelter in Place Order.

Even where research is deemed essential, we need to reduce the density of people working in UCSC research spaces. All principal investigators must communicate with trainees and other lab members about preparation for the shutdown of all non-critical research activities.

We understand that the long-term viability of many research programs during this period will require management of essential animal lines, equipment, liquid nitrogen stocks, and certain long-term experiments. To meet these needs, each laboratory (or neighboring group of laboratories) must identify 1-2 key personnel who will be responsible for any essential ongoing maintenance.

When determining the appropriate size of your lab’s “skeleton crew,” please also consider any equipment that might require gas or cryogen monitoring/service, such as deep-storage freezers, electron microscopes, mass spectrometers, and incubators. Keep in mind that any potentially hazardous operation will require at least two trained and qualified persons be present. We are providing a “Lab Ramp-Down Checklist” that was assembled by EH&S and the Office of Research. It should be noted that in a campus curtailment, there will be limited EH&S support and their response capabilities may be diminished.

Our mouse facilities have been in direct communication with laboratories and have procedures in place to deal with curtailed operations. Individual labs using aquatic or avian species are expected to maintain basic animal care and husbandry operations, and labs with USDA-covered animals that require specialized lab care or intensive husbandry operations are expected to continue providing this care. 

For all key personnel, it has been mandated that everyone practice good hygiene and social distancing, in part by coordinating with others to minimize time on campus and to avoid being in the lab or animal facilities at the same time as others.

To continue their research at home, laboratory members should be encouraged to work on writing projects, literature review, data analysis, or online learning (coding, statistics, etc.). Be sure that lab members are well equipped to work remotely.

If there are essential personnel necessary for the continuation of ongoing critical experiments, instrument maintenance or animal care, you will be required to request permission using this Essential Research Exception Request form. The form will be routed to your Department Chair, Dean, and VCR for approval. Only those meeting the criteria below will be approved.

Criteria for essential personnel

1) Necessary to ensure the ongoing viability of research, including the well-being of research animals and other not easily replaceable perishable research materials.

- Vivarium staff
- Non-vivarium lab staff responsible for animal care
- Greenhouse staff
- Faculty/research staff necessary to maintain other not easily replaceable perishable research materials. This could be primary cell lines or long-term experiments that there would be considerable cost and/or time associated with requiring the experiment to end. (For example, if there has been a continual one-month experiment that has been on-going that requires regular measurements or maintenance to maintain otherwise all previous data is lost).

2) Responsible for maintenance of equipment that, if not done, could result in damage or high cost to equipment.

- Cryogen fill on the NMR spectrometer

3) Conducting experiments that have a small time window for completion.

- Time-sensitive experiments with not easily replaceable perishable research materials
- Experiments with a specific measurement that can only take place a few times a year

4) Conducting critical COVID-19 research.

5) Necessary for other critical research/lab-related functions not covered under the above definitions whose presence can prevent danger or significant damage to facilities or research activities.

We completely understand that these restrictions are difficult for you and your laboratory personnel. Our focus at this time is on maintaining safety while avoiding catastrophic damage to people’s research and careers. We hope you appreciate the full magnitude of this crisis and understand that these short-term setbacks will lead to a better outcome for our entire community.

Please direct any questions about this policy to

back to top

Continuity Resources from the Office of Research

Essential Personnel Approval Request

Lab Ramp-down Checklist (.doc)

Temporary cessation of non-essential on-campus research operations, 3/17/2020

Research Continuity during the COVID-19 pandemic, 3/12/2020

Laboratory preparations

COVID-19-Related Leave for Academic Appointees: Guidance for Supervisors

back to top

Supply Chain

COVID-19 will have an effect on research related supplies. Laboratories should consider stocking up on consumable supplies, particularly those with a long shelf life. Further, availability of supplies may lag behind the resolution of a health crisis. So, researchers should consider maintaining in their groups supplies of those reagents that can be safely stored in order to assure their availability for the duration of a period of disruption that could last several months.

From recent campus experience, deliveries by Fed-Ex, UPS and other shipping companies can be hindered by limited access to campus. We recommend discussing alternative delivery locations with Shipping and Receiving personnel in the Divisions and/or closely monitor tracking information on orders and be in direct with the shipping company around alternative solutions.  

 back to top 

International Research Personnel

Processing of international visas by US Government staff may be delayed. Proactively communicate with the proper UCSC office if facing any upcoming deadlines.

back to top

Field Work

Consider delaying all fieldwork involving contacts with multiple people (e.g., any field work in towns, cities and other high population density areas, visits to archives, libraries, museums, public exhibits, art galleries, any in-person polling of the public). 

Work should be suspended in localities that have declared a state of emergency due to COVID-19 community spread (for domestic field work) and to international destinations that have been designated by the CDC as having Level 2 Travel Notice or higher (

Field work in remote locations with no/limited contact with local population should be allowed to proceed forward with proper review of travel plans. Whenever possible, travel by vehicles (cars, trucks, vans) should be encouraged over travel by public transportation (air, train, bus, etc.). 

UCSC Natural Reserves

New procedures around the UCSC Natural Reserves

Similar procedures are being put in place in other reserves within the UC system. Please check with field site staff prior to continued activities in these locations.

back to top 

General Agency Resources

CDC Coronavirus Disease 2019 (COVID-19)

UC Santa Cruz Information on COVID-19

University of California Response to Coronavirus (COVID-19) includes travel directives

back to top 

Please direct any questions to