Institutional Information

Type of institutionPublic, nonprofit educational institution Exempt under Section 50l(c)(3) of IRS code IRS 501(c)(3) letter. Classified not a Private Foundation under Section 509(a)(1) of IRS code IRS 509(a)(1).
UC 990 form
State of California Franchise Tax Board tax exemption letter
Institution name and addressThe Regents of the University of California 
University of California, Santa Cruz 
c/o Office of Sponsored Projects 
1156 High Street
University of California, Santa Cruz 
Santa Cruz, CA 95064-1077
Address for courier services (FedEx, DHL, etc.)Attn: OSP contact name
Kerr Hall
1156 High Street
University of California, Santa Cruz 
Santa Cruz, CA 95064-1077
Office of Research
Vice Chancellor of Research
Vice Chancellor for Research 
MS: Office of Research
1156 High Street 
University of California, Santa Cruz 
Santa Cruz, CA 95064-1077
SAM expiration date04/24/2024
IRS TIN/Employer Identification Number94-1539563
PHS Entity Number (NIH entity ID#)I94-1539563AI
NSF Institution Code0013219000
DUNS Number125084723
CAGE Code1CV82
E-Verify Employer Agent ID1219005
Congressional DistrictCA-019
State Assembly District28th District, Gail Pellerin
State Senate District17th District, John Laird
PIC Code (European Union Research Commission Participant Identification)999467340
InsuranceUCOP Certificates of Insurance
UCSC’s Account NameThe Regents of the University of California
UCSC Depository Account
Name & telephone number of contact at UCSC’s financial institutionPeggy Ann Martinez, Dedicated Client Advisor
888-715-1000 ext. 63004
Send wire transfers notifications to:UCSC
ATTN: Cynthia von Bargen
Accounting Office 
1156 High Street 
University of California, Santa Cruz
Santa Cruz, CA 95064-1077  
831-459-4195 (phone)
ONR Resident Representative

ONR Approval of Purchasing System
Daniel Downer
Office of Naval Research
Seattle Regional Office
1107 NE 45th Street, Suite 350
Seattle, WA 89105-4631
206-548-7239 phone
206-548-7272 fax
Audit Office (Cognizant Federal Audit Agency)Department of Health and Human Services
Office of Audit
90 7th Street, Suite 650
San Francisco, 94103
Lori Ahlstrand

Arif Karim, Cost Allocation Services Contact

Charles Seed, Director of Cost Allocation
Dept of Health & Human Services
Cohen Bldg., Room 1067
330 Independence Avenue, SW
Washington, DC 20201
Auditors (audit performed yearly)Deloitte & Touche
1111 Broadway, Suite 2100
Oakland, CA 94607-4036
510-287-2700 phone
510-835-4888 fax
Where to find financial documentsTreasurer of the Regents Annual reports

A-133 audit report
DHHS Indirect Cost Rate Agreement Date02/27/2023; Indirect Cost Rate Agreement
California State Indirect Cost Rate07/01/2023; UC rates
Delegation of Authority5/31/2017; Delegation of Authority Transmittal Sheet
HSI/MSI Eligibility04/08/2024; Department of Education certification letter
Human Subjects Board ID Number01-XM
Human Subjects Assurance NumberFWA00002797 (for NIH: 00002797)
Human Subjects Assurance Expiration07/17/2029
Chancellor’s Animal Research Committee (CARC) Animal Assurance number D16-00493
Checks should be made payable to:The Regents of the University of California
Checks for contracts or grants should be sent to:Attn: SBS Financial Service Center
1156 High Street
University of California, Santa Cruz
Santa Cruz, CA 95064-1077
Accounting Office Clearing Account number (to be used for all checks sent to Cashier’s Office)116013
UCSC’s Financial Institution NameBank of America (Checking)
UCSC’s Financial Institution Address2000 Clayton Road
Building D 5th Floor
Concord, CA 94520-2425
UCSC’s Financial Institution Nine-digit American Banking Assn. Number (ABA)026009593 (routing number for wire transfers)
UCSC’s bank account number1233518190
Routing number121000358 (non wire transfer)
Foreign funds Swift CodeBOFAUS3N
Conflict of Interest letter9/12/2012; Conflict of Interest Policy Certification
Completion date of last OFCCP audit9/28/2011
Faculty Salaries Exchange Program Campus Policy; UCOP Guidance memo
UCOP Board of RegentsMembers and Advisors List
Last modified: Jul 18, 2024